Cardiopulmonary Exercise and Respiratory Function Testing and Their Association with Mortality and Heart Transplantation in Patients with Heart Failure
Background: Among cardiopulmonary exercise testing (CPET) variables, maximum oxygen uptake (VO2max) and ventilatory efficiency (VE/VCO2 slope) are frequently used predictive indices for mortality and heart transplantation in patients with advanced heart failure. Objective: To identify less commonly used variables associated with mortality and eventual transplantation for heart failure patients and assess their reliability. Methods: Patients identified with stable advanced heart failure underwent symptom-limited CPET using the Godfrey protocol. We compared variables between eventually transplanted and non-transplanted, and, separately, between living and deceased patients. Derived variables included Ve/VCO2, Ve/VCO2/O2, chronotropic index (CI), and oxygen uptake efficiency slope (OUES). Results: One hundred sixty-six individuals (52 ± 15.6 y) were identified with heart failure. Left ventricular ejection fraction (LVEF) was 38 ± 17%. Eighteen (11%) patients subsequently underwent transplantation. Two (12%) transplanted and 26 (18%) non-transplanted patients expired during the study. Expired patients exhibited significantly lower VO2peak, VO2 at AT, VCO2peak, and O2/pulse, and higher peak Ve/VCO2, Ve/VCO2/O2, Ve/VCO2 slope, and Ve/VCO2/VO2 than living patients. Oxygen uptake efficiency slope (OUES) was lower in the deceased group (p < 0.001). Peak PetCO2 was 7.7% less in expired patients (p = 0.01). VO2peak was 28% lower in patients who subsequently underwent transplantation. These individuals also exhibited significantly lower OUES and peak PetCO2, and 94% higher CI than the non-transplanted group. Conclusions: Our findings confirm the potential utility of less commonly used indices of CPET, such as Ve/VCO2/O2, OUES, and CI, in strengthening the identification of suitable candidates for heart transplantation in the context of heart failure management.
References
[1]
Brawner, C.A., Shafiq, A., Aldred, H.A., Ehrman, J.K., Leifer, E.S., Selektor, Y., et al. (2015) Comprehensive Analysis of Cardiopulmonary Exercise Testing and Mortality in Patients with Systolic Heart Failure: The Henry Ford Hospital Cardiopulmonary Exercise Testing (FIT-CPX) Project. Journal of Cardiac Failure, 21, 710-718. https://doi.org/10.1016/j.cardfail.2015.06.001
[2]
Heidenreich, P.A., Bozkurt, B., Aguilar, D., et al. (2022) AHA/ACC/HFSA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. Circulation, 145, e895-e1032.
[3]
Bozkurt, B., Coats, A.J., Tsutsui, H., et al. (2021) Universal Definition and Classification of Heart Failure: A Report of the Heart Failure Society of America, Heart Failure Association of the European Society of Cardiology, Japanese Heart Failure Society and Writing Committee of the Universal Definition of Heart Failure. The Journal of Cardiac Failure, 23, 352-380.
[4]
Pellegrino, R., Viegi, G., Brusasco, V., Crapo, R.O., Burgos, F., Casaburi, R., et al. (2005) Interpretative Strategies for Lung Function Tests. European Respiratory Journal, 26, 948-968. https://doi.org/10.1183/09031936.05.00035205
[5]
Crapo, R.O., Morris, A.H., Clayton, P.D. and Nixon, C.R. (1982) Lung Volumes in Healthy Nonsmoking Adults. Bull Eur de PhysiopathologieRespiratoire, 18, 419-425.
[6]
Balady, G.J., Arena, R., Sietsema, K., Myers, J., Coke, L., Fletcher, G.F., et al. (2010) Clinician’s Guide to Cardiopulmonary Exercise Testing in Adults: A Scientific Statement from the American Heart Association. Circulation, 122, 191-225. https://doi.org/10.1161/cir.0b013e3181e52e69
[7]
Godfrey, S., Davies, C.T.M., Wozniak, E. and Barnes, C.A. (1971) Cardio-Respiratory Response to Exercise in Normal Children. Clinical Science, 40, 419-431. https://doi.org/10.1042/cs0400419
[8]
Arena, R., Myers, J., Aslam, S.S., Varughese, E.B. and Peberdy, M.A. (2004) Peak VO2 and VE/VCO2 Slope in Patients with Heart Failure: A Prognostic Comparison. American Heart Journal, 147, 354-360. https://doi.org/10.1016/j.ahj.2003.07.014
[9]
Sun, X., Hansen, J.E., Garatachea, N., Storer, T.W. and Wasserman, K. (2002) Ventilatory Efficiency during Exercise in Healthy Subjects. American Journal of Respiratory and Critical Care Medicine, 166, 1443-1448. https://doi.org/10.1164/rccm.2202033
[10]
Guazzi, M., De Vita, S., Cardano, P., Barlera, S. and Guazzi, M.D. (2003) Normalization for Peak Oxygen Uptake Increases the Prognostic Power of the Ventilatory Response to Exercise in Patients with Chronic Heart Failure. American Heart Journal, 146, 542-548. https://doi.org/10.1016/s0002-8703(03)00321-1
[11]
Sirichana, W., Neufeld, E.V., Wang, X., HU, S.B., Dolezal, B.A. and Cooper, C.B. (2020) Reference Values for Chronotropic Index from 1280 Incremental Cycle Ergometry Tests. Medicine & Science in Sports & Exercise, 52, 2515-2521. https://doi.org/10.1249/mss.0000000000002417
[12]
American Thoracic Society and American College of Chest Physicians (2003) ATS/ACCP Statement on Cardiopulmonary Exercise Testing. American Journal of Respiratory and Critical Care Medicine, 167, 211-277.
[13]
Wasserman, K. (2012) Principles of Exercise Testing and Interpretation. Kluwer/Lippincott Williams and Wilkins.
[14]
Baba, R., Nagashima, M., Goto, M., Nagano, Y., Yokota, M., Tauchi, N., et al. (1996) Oxygen Uptake Efficiency Slope: A New Index of Cardiorespiratory Functional Reserve Derived from the Relation between Oxygen Uptake and Minute Ventilation during Incremental Exercise. Journal of the American College of Cardiology, 28, 1567-1572. https://doi.org/10.1016/s0735-1097(96)00412-3
[15]
Corrà, U., Piepoli, M.F., Adamopoulos, S., Agostoni, P., Coats, A.J.S., Conraads, V., et al. (2014) Cardiopulmonary Exercise Testing in Systolic Heart Failure in 2014: The Evolving Prognostic Role. European Journal of Heart Failure, 16, 929-941. https://doi.org/10.1002/ejhf.156
[16]
Palau, P., Domínguez, E., Seller, J., Sastre, C., Sanchis, J., López, L., et al. (2023) Chronotropic Index and Long-Term Outcomes in Heart Failure with Preserved Ejection Fraction. Revista Española de Cardiología, 76, 511-518. https://doi.org/10.1016/j.recesp.2022.08.002
[17]
Robbins, M., Francis, G., Pashkow, F.J., Snader, C.E., Hoercher, K., Young, J.B., et al. (1999) Ventilatory and Heart Rate Responses to Exercise: Better Predictors of Heart Failure Mortality than Peak Oxygen Consumption. Circulation, 100, 2411-2417. https://doi.org/10.1161/01.cir.100.24.2411
[18]
Sarullo, F.M., Fazio, G., Brusca, I., Fasullo, S., Paterna, S., Licata, P., et al. (2010) Cardiopulmonary Exercise Testing in Patients with Chronic Heart Failure: Prognostic Comparison from Peak VO2 and VE/VCO2 Slope. The Open Cardiovascular Medicine Journal, 4, 127-134. https://doi.org/10.2174/1874192401004010127
[19]
Banydeen, R., Monfort, A., Inamo, J. and Neviere, R. (2022) Diagnostic and Prognostic Values of Cardiopulmonary Exercise Testing in Cardiac Amyloidosis. Frontiers in Cardiovascular Medicine, 9, Article ID: 898033. https://doi.org/10.3389/fcvm.2022.898033
[20]
Shen, Y., Zhang, X., Ma, W., Song, H., Gong, Z., Wang, Q., et al. (2015) VE/VCO2 Slope and Its Prognostic Value in Patients with Chronic Heart Failure. Experimental and Therapeutic Medicine, 9, 1407-1412. https://doi.org/10.3892/etm.2015.2267
[21]
Malhotra, R., Bakken, K., D’Elia, E. and Lewis, G.D. (2016) Cardiopulmonary Exercise Testing in Heart Failure. JACC: Heart Failure, 4, 607-616. https://doi.org/10.1016/j.jchf.2016.03.022
[22]
Ferreira, A.M., Tabet, J., Frankenstein, L., Metra, M., Mendes, M., Zugck, C., et al. (2010) Ventilatory Efficiency and the Selection of Patients for Heart Transplantation. Circulation: Heart Failure, 3, 378-386. https://doi.org/10.1161/circheartfailure.108.847392
[23]
Lin, Y.S., Huang, H.Y., Lin, W.H., et al. (2016) Oxygen Uptake Efficiency Slope Predicts Major Cardiac Events in Patients with End-Stage Heart Failure. Transplantation Proceedings, 48, 956-958.
[24]
Brubaker, P.H. and Kitzman, D.W. (2011) Chronotropic Incompetence: Causes, Consequences, and Management. Circulation, 123, 1010-1020. https://doi.org/10.1161/circulationaha.110.940577
[25]
Zweerink, A., van der Lingen, A.C.J., Handoko, M.L., van Rossum, A.C. and Allaart, C.P. (2018) Chronotropic Incompetence in Chronic Heart Failure: A State-of-the-Art Review. Circulation: Heart Failure, 11, 1-14. https://doi.org/10.1161/circheartfailure.118.004969
[26]
Witte, K.K.A. (2006) Chronic Heart Failure, Chronotropic Incompetence, and the Effects of Blockade. Heart, 92, 481-486. https://doi.org/10.1136/hrt.2004.058073
[27]
Jamil, H.A., Gierula, J., Paton, M.F., Byrom, R., Lowry, J.E., Cubbon, R.M., et al. (2016) Chronotropic Incompetence Does Not Limit Exercise Capacity in Chronic Heart Failure. Journal of the American College of Cardiology, 67, 1885-1896. https://doi.org/10.1016/j.jacc.2016.02.042
[28]
Gordon, J., Michelis, K.C., Pandey, A., Ayers, C., Thibodeau, J.T., Grodin, J.L., et al. (2023) Oxygen Uptake Efficiency Slope and Prognosis in Heart Failure with Reduced Ejection Fraction. The American Journal of Cardiology, 201, 273-280. https://doi.org/10.1016/j.amjcard.2023.06.033
[29]
Spiro, S.G., Juniper, E., Bowman, P. and Edwards, R.H.T. (1974) An Increasing Work RATE Test for Assessing the Physiological Strain of Submaximal Exercise. Clinical Science and Molecular Medicine, 46, 191-206. https://doi.org/10.1042/cs0460191
[30]
Mancini, D.M., Eisen, H., Kussmaul, W., Mull, R., Edmunds, L.H. and Wilson, J.R. (1991) Value of Peak Exercise Oxygen Consumption for Optimal Timing of Cardiac Transplantation in Ambulatory Patients with Heart Failure. Circulation, 83, 778-786. https://doi.org/10.1161/01.cir.83.3.778
[31]
Garcia Brás, P., Gonçalves, A.V., Reis, J.F., et al. (2023) Cardiopulmonary Exercise Testing in the Age of New Heart Failure Therapies: Still a Powerful Tool? Biomedicines, 11, Article 2208. https://doi.org/10.3390/biomedicines11082208
[32]
Wasserman, K., Whipp, B.J. and Casaburi, R. (1986) Respiratory Control During Exercise. In: Fishman, A.P. and Widdicombe J.G., Eds., Handbook of Physiology, American Physiological Society, 595-619.
[33]
Bard, R., Gillespie, B., Clarke, N., Egan, T. and Nicklas, J. (2006) Determining the Best Ventilatory Efficiency Measure to Predict Mortality in Patients with Heart Failure. The Journal of Heart and Lung Transplantation, 25, 589-595. https://doi.org/10.1016/j.healun.2005.11.448
[34]
Ingle, L., Goode, K., Carroll, S., Sloan, R., Boyes, C., Cleland, J.G.F., et al. (2007) Prognostic Value of the VE/VCO Slope Calculated from Different Time Intervals in Patients with Suspected Heart Failure. International Journal of Cardiology, 118, 350-355. https://doi.org/10.1016/j.ijcard.2006.07.105
[35]
Arena, R., Myers, J., Aslam, S.S., Varughese, E.B. and Peberdy, M.A. (2003) Technical Considerations Related to the Minute Ventilation/carbon Dioxide Output Slope in Patients with Heart Failure*. Chest, 124, 720-727. https://doi.org/10.1378/chest.124.2.720
[36]
Tabet, J., Beauvais, F., Thabut, G., Tartiėre, J., Logeart, D. and Cohen-Solal, A. (2003) A Critical Appraisal of the Prognostic Value of the VE/VCO2 Slope in Chronic Heart Failure. European Journal of Cardiovascular Prevention & Rehabilitation, 10, 267-272. https://doi.org/10.1097/00149831-200308000-00008
[37]
Izraiq, M., AlBalbissi, K., Alawaisheh, R., Toubasi, A., Ahmed, Y., Mahmoud, M., et al. (2024) Comparative Analysis of Heart Failure with Preserved vs Reduced Ejection Fraction: Patient Characteristics, Outcomes, Mortality Prediction, and Machine Learning Model Development in the JoHFR. International Journal of General Medicine, 17, 3083-3091. https://doi.org/10.2147/ijgm.s465388
[38]
Shah, K.S., Xu, H., Matsouaka, R.A., Bhatt, D.L., Heidenreich, P.A., Hernandez, A.F., et al. (2017) Heart Failure with Preserved, Borderline, and Reduced Ejection Fraction: 5-Year Outcomes. Journal of the American College of Cardiology, 70, 2476-2486. https://doi.org/10.1016/j.jacc.2017.08.074
[39]
Tsuchihashi-Makaya, M., Hamaguchi, S., Kinugawa, S., et al. (2009) Characteristics and Out-Comes of Hospitalized Patients with Heart Failure and Reduced vs Preserved Ejection Fraction. Report from the Japanese Cardiac Registry of Heart Failure in Cardiology (JCARE-CARD). Circulation Journal, 73, 1893-900.
[40]
Triposkiadis, F., Xanthopoulos, A., Parissis, J., Butler, J. and Farmakis, D. (2022) Pathogenesis of Chronic Heart Failure: Cardiovascular Aging, Risk Factors, Comorbidities, and Disease Modifiers. Heart Failure Reviews, 27, 337-344. https://doi.org/10.1007/s10741-020-09987-z