|
Modern Management 2025
重大工程项目合同治理和关系治理对项目质量绩效的影响研究——以承包商机会主义行为为中介变量
|
Abstract:
重大工程项目是我国经济社会发展的重要引擎,具有深远的经济、社会和战略意义。但因其高度的不确定性和复杂性等特点,项目质量绩效水平常常难以达到预期。为解决上述问题,本文从项目治理角度出发,深入剖析合同治理、关系治理对重大工程项目质量绩效的影响机制,并考虑承包商机会主义行为在其中的中介作用。文章基于交易成本理论、委托代理理论和社会交换理论,提出假设并构建理论模型。在此基础上,采用问卷调查方式收集数据,并运用偏最小二乘结构方程模型(PLS-SEM)方法进行实证分析。结果表明:基于重大工程项目情境,合同治理能显著抑制承包商机会主义行为,促进项目质量绩效提升;关系治理与承包商机会主义行为呈显著“U型”关系,与项目质量绩效呈显著“倒U型”关系;承包商机会主义行为与项目质量绩效呈显著负相关关系,且在合同治理、关系治理与项目质量绩效的关系中起部分中介作用。研究表明,合同治理是保障项目质量水平的重要机制,揭示了关系治理的“双刃剑”效应,并强调对承包商机会主义行为的关注和抑制,为重大工程项目治理实践提供了重要启示。
Megaprojects are a vital driver of China’s economic and social development, carrying profound economic, social, and strategic significance. However, due to their high levels of uncertainty and complexity, the quality performance of these projects often fails to meet expectations. To address this issue, this paper adopts a project governance framework to explore the impact mechanisms of contractual governance and relational governance on the quality performance of megaprojects, while considering the mediating role of contractors’ opportunistic behavior. Grounded in transaction cost theory, principal-agent theory, and social exchange theory, this paper puts forward hypotheses and constructs a theoretical model. Subsequently, data was collected through questionnaires and analyzed using the partial least squares structural equation modeling (PLS-SEM) method. The results show that, within the context of megaprojects, contractual governance can significantly inhibit contractors’ opportunistic behavior and enhance project quality performance. Additionally, there is a significant “U-shaped” relationship between relational governance and contractors’ opportunistic behavior, and a significant “inverted U-shaped” relationship between relational governance and project quality performance. Furthermore, contractors’ opportunistic behavior is significantly negatively correlated with project quality performance and plays a partial mediating role in the relationships among contractual governance, relational governance, and project quality performance. The research indicates that contractual governance is a crucial mechanism for ensuring project quality. It reveals the “double-edged sword” effect of relational governance and emphasizes the importance of monitoring and mitigating contractors’ opportunistic behavior, providing valuable guidance for the governance practice of megaprojects.
[1] | Li, Y., Lu, Y., Taylor, J.E. and Han, Y. (2018) Bibliographic and Comparative Analyses to Explore Emerging Classic Texts in Megaproject Management. International Journal of Project Management, 36, 342-361. https://doi.org/10.1016/j.ijproman.2017.05.008 |
[2] | Flyvbjerg, B. (2014) What You Should Know about Megaprojects and Why: An Overview. Project Management Journal, 45, 6-19. https://doi.org/10.1002/pmj.21409 |
[3] | Bekker, M.C. and Steyn, H. (2007) Defining “Project Governance” for Large Capital Projects. IEEE AFRICON 2007, Windhoek, 26-28 September 2007, 1-13. |
[4] | Wang, D., Fang, S. and Li, K. (2019) Dynamic Changes of Governance Mechanisms in Mega Construction Projects in China. Engineering, Construction and Architectural Management, 26, 723-735. https://doi.org/10.1108/ecam-03-2018-0137 |
[5] | Benítez-Ávila, C., Hartmann, A., Dewulf, G. and Henseler, J. (2018) Interplay of Relational and Contractual Governance in Public-Private Partnerships: The Mediating Role of Relational Norms, Trust and Partners’ Contribution. International Journal of Project Management, 36, 429-443. https://doi.org/10.1016/j.ijproman.2017.12.005 |
[6] | 尹贻林, 赵华, 严玲, 等. 公共项目合同治理与关系治理的理论整合研究[J]. 科技进步与对策, 2011, 28(13): 1-4. |
[7] | Turner, J.R. and Keegan, A. (2001) Mechanisms of Governance in the Project-Based Organization. European Management Journal, 19, 254-267. https://doi.org/10.1016/s0263-2373(01)00022-6 |
[8] | Müller, R., Zhai, L., Wang, A. and Shao, J. (2016) A Framework for Governance of Projects: Governmentality, Governance Structure and Projectification. International Journal of Project Management, 34, 957-969. https://doi.org/10.1016/j.ijproman.2016.05.002 |
[9] | Williamson, O.E. (1979) Transaction-Cost Economics: The Governance of Contractual Relations. The Journal of Law and Economics, 22, 233-261. https://doi.org/10.1086/466942 |
[10] | Williamson, O.E. (1996) The Mechanisms of Governance. Oxford University Press. |
[11] | Winch, G.M. (2001) Governing the Project Process: A Conceptual Framework. Construction Management and Economics, 19, 799-808. |
[12] | Cheung, S.O., Yiu, T.W., Leung, A.Y. and Chiu, O.K. (2008) Catastrophic Transitions of Construction Contracting Behavior. Journal of Construction Engineering and Management, 134, 942-952. |
[13] | 阚洪生, 胡彬, 赵金先. 工程项目中机会主义行为治理研究热点与趋势分析[J]. 建筑经济, 2022, 43(12): 90-96. |
[14] | Jensen, M.C. and Meckling, W.H. (1976) Theory of the Firm: Managerial Behavior, Agency Costs and Ownership Structure. Journal of Financial Economics, 3, 305-360. https://doi.org/10.1016/0304-405x(76)90026-x |
[15] | Homans, G.C. (1958) Social Behavior as Exchange. American Journal of Sociology, 63, 597-606. https://doi.org/10.1086/222355 |
[16] | You, J., Chen, Y., Wang, W. and Shi, C. (2018) Uncertainty, Opportunistic Behavior, and Governance in Construction Projects: The Efficacy of Contracts. International Journal of Project Management, 36, 795-807. https://doi.org/10.1016/j.ijproman.2018.03.002 |
[17] | Lu, P., Guo, S., Qian, L., He, P. and Xu, X. (2015) The Effectiveness of Contractual and Relational Governances in Construction Projects in China. International Journal of Project Management, 33, 212-222. https://doi.org/10.1016/j.ijproman.2014.03.004 |
[18] | Ferguson, R.J. (2005) Contractual Governance, Relational Governance, and the Performance of Interfirm Service Exchanges: The Influence of Boundary-Spanner Closeness. Journal of the Academy of Marketing Science, 33, 217-234. https://doi.org/10.1177/0092070304270729 |
[19] | Xue, J., Lu, S., Shi, B. and Zheng, H. (2018) Trust, Guanxi, and Cooperation: A Study on Partner Opportunism in Chinese Joint-Venture Manufacturing. Journal of Business & Industrial Marketing, 33, 95-106. https://doi.org/10.1108/jbim-07-2016-0159 |
[20] | Tangpong, C., Li, J. and Hung, K. (2016) Dark Side of Reciprocity Norm: Ethical Compromise in Business Exchanges. Industrial Marketing Management, 55, 83-96. https://doi.org/10.1016/j.indmarman.2016.02.015 |
[21] | Lin, Y. and Zhang, H. (2023) Impact of Contractual Governance and Guanxi on Contractors’ Environmental Behaviors: The Mediating Role of Trust. Journal of Cleaner Production, 382, Article 135277. https://doi.org/10.1016/j.jclepro.2022.135277 |
[22] | Song, Y. and Hao, S. (2023) Influence of Project Governance Mechanisms on the Sustainable Development of Public-Private Partnership Projects: An Empirical Study from China. Buildings, 13, Article 2424. https://doi.org/10.3390/buildings13102424 |
[23] | Hu, Y., Chan, A.P.C., Le, Y. and Jin, R. (2015) From Construction Megaproject Management to Complex Project Management: Bibliographic Analysis. Journal of Management in Engineering, 31, 1-11. https://doi.org/10.1061/(asce)me.1943-5479.0000254 |
[24] | Yang, J. and Cheng, Q. (2021) The Conditional Limitation of Relational Governance: The Moderating Role of Project Complexity. Advances in Civil Engineering, 2021, Article 8886913. https://doi.org/10.1155/2021/8886913 |
[25] | Claro, D.P., Hagelaar, G. and Omta, O. (2003) The Determinants of Relational Governance and Performance: How to Manage Business Relationships? Industrial Marketing Management, 32, 703-716. https://doi.org/10.1016/j.indmarman.2003.06.010 |
[26] | Quanji, Z., Zhang, S. and Wang, Y. (2017) Contractual Governance Effects on Cooperation in Construction Projects: Multifunctional Approach. Journal of Professional Issues in Engineering Education and Practice, 143, 1-12. https://doi.org/10.1061/(asce)ei.1943-5541.0000320 |
[27] | 梁永宽, 袁静. 建设项目合同治理的衡量与现状——基于业界的问卷调查与案例研究[J]. 建筑经济, 2009(12): 24-27. |
[28] | 严兴全, 周庭锐, 李雁晨. 信任、承诺、关系行为与关系绩效: 买方的视角[J]. 管理评论, 2011, 23(3): 71-81. |
[29] | Luo, Y. (2006) Are Joint Venture Partners More Opportunistic in a More Volatile Environment? Strategic Management Journal, 28, 39-60. https://doi.org/10.1002/smj.564 |
[30] | Pavez, I., Gómez, H., Liu, C. and González, V.A. (2022) Measuring Project Team Performance: A Review and Conceptualization. International Journal of Project Management, 40, 951-971. https://doi.org/10.1016/j.ijproman.2022.11.001 |
[31] | 代广松, 姜骞, 田语嫣. 组织间关系治理与工程项目质量绩效关系探究[J]. 价值工程, 2019, 38(20): 13-15. |
[32] | Suprapto, M., Bakker, H.L.M. and Mooi, H.G. (2015) Relational Factors in Owner-Contractor Collaboration: The Mediating Role of Teamworking. International Journal of Project Management, 33, 1347-1363. https://doi.org/10.1016/j.ijproman.2015.03.015 |
[33] | Henseler, J., Ringle, C.M. and Sinkovics, R.R. (2009) The Use of Partial Least Squares Path Modeling in International Marketing. In: Advances in International Marketing, Emerald Group Publishing Limited, 277-319. https://doi.org/10.1108/s1474-7979(2009)0000020014 |
[34] | Hair, J.F., Risher, J.J., Sarstedt, M. and Ringle, C.M. (2019) When to Use and How to Report the Results of PLS-SEM. European Business Review, 31, 2-24. https://doi.org/10.1108/ebr-11-2018-0203 |
[35] | Ringle, C.M., Sarstedt, M. and Straub, D.W. (2012) Editor’s Comments: A Critical Look at the Use of PLS-SEM in “MIS Quarterly”. MIS Quarterly, 36, 3-14. https://doi.org/10.2307/41410402 |
[36] | Basco, R., Hair, J.F., Ringle, C.M. and Sarstedt, M. (2022) Advancing Family Business Research through Modeling Nonlinear Relationships: Comparing PLS-SEM and Multiple Regression. Journal of Family Business Strategy, 13, Article 100457. https://doi.org/10.1016/j.jfbs.2021.100457 |
[37] | Preacher, K.J. and Hayes, A.F. (2008) Asymptotic and Resampling Strategies for Assessing and Comparing Indirect Effects in Multiple Mediator Models. Behavior Research Methods, 40, 879-891. https://doi.org/10.3758/brm.40.3.879 |