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有限责任公司股权善意取得研究
Study on Bona Fide Acquisition of Equity Interest in a LLC

DOI: 10.12677/DS.2023.94192, PP. 1418-1423

Keywords: 有限责任公司,股权,善意取得,名义股东,冒名处分
Limited Liability Corporation
, Equity Interests, Bona Fide Acquisition, Nominal Shareholder, Disposition by Imputation

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Abstract:

股权是一种集合性的新型权利,不同于传统的物权或债权。股权变动模式应注重维护有限责任公司的人合性,以《公司法》71条以及章程规定的程序、形式的完成为必需条件。在股权善意取得的构成要件上,以工商登记为权利外观,要求工商登记名义人以自己的名义对该股权实施无权处分,受让人善意且无重大过失并且受让人的善意应持续到公司法相关规定以及章程规定的股权转让的要求完成之时,转让人以合理的价格转让,已经完成《公司法》71条规定或章程规定的程序、形式。通过上述要件,基本可以消除“一股多卖”案型中善意取得的发生,在公司不知情的“名义股东”案型中仍有善意取得发生的可能,上述两案型可能发生相关股东恶意串通的情况,可以否定其协议的效力以阻却善意取得的发生。“冒名处分”案型中,原则上否定善意取得的发生,在原权利人有较强的可归责性时例外肯定善意取得的发生。
Stock right is a new collective right, which is different from traditional property right or creditor’s right. The mode of stock right change should pay attention to the character of person combination of limited liability company, and fulfill the procedure and form of article 71 of company law and articles of association. As for the components of the bona fide acquisition of equity interest, the AIC Registration shall be used as the appearance of right to request the nominee of the AIC Registration to dispose of such equity interest in its own name, the transferee shall act in good faith and without gross negligence, and the transferee’s good faith shall last until the time when the requirements for the transfer of equity interest under the relevant provisions of the Company Law and the Articles of Association are completed, and the transferor has completed the procedures and form provided for in Article 71 of the Company Law or the Articles of Association. The above requirements can basically eliminate the occurrence of acquisition in good faith in “one share more than one sale” cases. It is still possible for acquisition in good faith to occur in the “nominee shareholder” cases where the company has no knowledge. In the above two cases, the shareholders concerned may commit malicious collusion, and the validity of the agreement may be denied to prevent the occurrence of acquisition in good faith. For the case type of “disposition by imputation”, in principle, the occurrence of acquisition in good faith is denied, while the occurrence of acquisition in good faith is confirmed as an exception when the original right holder has strong attributability.

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