全部 标题 作者
关键词 摘要

OALib Journal期刊
ISSN: 2333-9721
费用:99美元

查看量下载量

相关文章

更多...

制造业生产率研究进展

DOI: 10.11820/dlkxjz.2014.03.011, PP. 399-410

Keywords: 生产率,研究进展,增长路径,制造业

Full-Text   Cite this paper   Add to My Lib

Abstract:

中国正经历着由“制造业大国”向“制造业强国”的转型,制造业生产率的提升关系着中国在全球产业链分工中的地位。从地理学和经济学的视角,对制造业生产率的概念界定与发展、制造业生产率的来源及制造业生产率的增长路径等方面的相关理论进行回顾,在此基础上,指出不同阶段理论研究存在的缺陷和不足,以及下一阶段研究的改进方向;进而通过对国内外制造业生产率实证研究的梳理,发现中国制造业生产率研究已取得了卓有成效的进展。然而,国内研究缺乏本土化的制造业生产率研究的理论体系;研究方法缺乏突破;中国特有的经济体制、制造业成长的历史背景、地理分布和政策环境等特征在实证研究中尚未得到充分的挖掘和解析。未来中国制造业生产率的研究需要建立中国制造业生产率的理论研究体系,拓展研究方法,关注在当今全球产业链分工体系下以及国际国内产业转移的背景下制造业生产率来源和增长路径的演化特征及趋势,并加强对实践指导和政策参考方面的延伸。

References

[1]  柴志贤. 2013. 利用外资、环境约束与中国工业全要素生产 率的增长: 基于Malmquist 指数与Malmquisit-Luenberger 指数的比较研究. 技术经济, 32(1): 64-70. [Chai Z X. 2013. Utilizing foreign investment, environmental constraint and TFP growth of China's industry: comparative research based on Malmquist index and Malmquist-Luenberger index. Technology Economics, 32(1): 64-70.]
[2]  陈继勇, 盛杨怿. 2008. 外商直接投资的知识溢出与中国区 域经济增长. 经济研究, (12): 39-49. [Chen J Y, Sheng Y Y. 2008. An empirical study on FDI international knowledge spillovers and regional economic development in China. Economic Research Journal, (12): 39-49.]
[3]  陈良文, 杨开忠. 2008. 产业集聚、市场结构与生产率: 基于 中国省份制造业面板数据的实证研究. 地理科学, 28 (3): 325-330. [Chen L W, Yang K Z. 2008. Industrial agglomeration, market organization and productivity: empirical research based on provincial panel data of China's manufacturing industries. Scientia Geographica Sinica, 28 (3): 325-330.]
[4]  范剑勇. 2006. 产业集聚与地区间劳动生产率差异. 经济研 究, (11): 72-81. [Fan J Y. 2006. Industrial agglomeration and difference of regional labor productivity: Chinese evidence with international comparison. Economic Research Journal, (11): 72-81.]
[5]  方健雯. 2009. FDI对我国全要素生产率的影响: 基于制造业 面板数据的实证分析. 管理评论, 21(8): 74-79. [Fang J W. 2009. Spillovers effects of FDI on TFP: evidence from Chinese manufacture industries. Management Review, 21(8): 74-79.]
[6]  冯猛, 王琦晖. 2013. 什么影响了制造业行业内生产率结构 变化: 基于1998-2007 年中国工业企业数据的实证研 究. 产业经济研究, (3): 39-48. [Feng M, Wang Q H. 2013. What influence the change of the productivity dispersion in manufacturing sector: an empirical research based on the micro-level data of 1998-2007. Industrial Economics Research, (3): 39-48.]
[7]  胡永泰, 海闻, 金毅彪. 1994. 中国企业改革究竟获得了多大 成功. 经济研究, (6): 20-32. [Hu Y T, Hai W, Jin Y B. 1994. How much success has actually been gained from Chinese enterprise reform. Economic Research Journal, (6): 20-32.]
[8]  简泽, 段永瑞. 2012. 企业异质性、竞争与全要素生产率的收 敛. 管理世界, (8): 15-29. [Jian Z, Duan Y R. 2012. Firm heterogeneity, competition and convergence of TFP. ManagementWorld, (8): 15-29.]
[9]  赖俊平. 2012. 市场竞争程度与中国工业生产率分布变化. 产业经济研究, (1): 1-8. [Lai J P. 2012. Market competition and the changes of the distribution of industrial productivity. Industrial Economics Research, (1): 1-8.]
[10]  李春顶. 2010. 中国出口企业是否存在“生产率悖论”: 基于 中国制造业企业数据的检验. 世界经济, (7): 64-81. [Li C D. 2010. Did Chinese export firms exist "productivity paradox": based on Chinese manufacturing enterprise data. The Journal ofWorld Economy, (7): 64-81.]
[11]  沈能. 2006. 中国制造业全要素生产率地区空间差异的实证 研究. 中国软科学, (6): 101-110. [Shen N. 2006. An empirical analysis on total factor productivity diversity in China's manufacturing industry. China Soft Science, (6): 101-110.]
[12]  世界银行. 1982. 中国: 社会主义经济的发展. 北京: 中国财 政经济出版社. [World Bank. 1982. China: the development of the Socialist Economy. Beijing, China: China Financial & Economic Publishing Press.]
[13]  世界银行. 1985. 中国: 长期发展的问题和方案. 北京: 中国 财政经济出版社. [World Bank. 1985. China: long-term development issues and solutions. Beijing, China: China Financial & Economic Publishing Press.]
[14]  史清琪, 秦宝庭, 陈警. 1984. 衡量经济增长中技术进步作用 的主要指标初探. 数量经济技术经济研究, (10): 9-17. [Shi Q Q, Qin B T, Chen J. 1984. The main factors of technological progress in the economic growth. The Journal of Quantitative & Technical Economics, (10): 9-17.]
[15]  王滨. 2010. FDI 技术溢出、技术进步与技术效率. 数量经济 技术经济研究, (2): 93-103. [Wang B. 2010. Technology spillovers of FDI, technical progress and technical efficiency. The Journal of Quantitative & Technical Economics, (2): 93-103.]
[16]  王德文, 王美艳, 陈兰. 2004. 中国工业的结构调整、效率与 劳动配置. 经济研究, (4): 41-49. [Wang D W, Wang M Y, Chen L. 2004. China's industrial restructuring, efficiency and its labor allocation. Economic Research Journal, (4): 41-49.]
[17]  王志鹏, 李子奈. 2003. 外资对中国工业企业生产效率的影 响研究. 管理世界, (4): 17-25. [Wang Z P, Li Z N. 2003. Foreign investment and China's industrial production efficiency. ManagementWorld, (4): 17-25.]
[18]  吴军. 2009. 环境约束下中国地区工业全要素生产率增长及 收敛分析. 数量经济技术经济研究, (11): 17-27. [Wu J. 2009. TFP growth and convergence across China's industrial economy considering environmental protection. The Journal of Quantitative & Technical Economics, (11): 17-27.]
[19]  吴玉鸣, 李建霞. 2006. 基于地理加权回归模型的省域工业 全要素生产率分析. 经济地理, 26(5): 748-752. [Wu Y M, Li J X. 2006. Analysis of China's provincial industrial total factor productivity based on geographical weighted regression model. Economic Geography, 26(5): 748-752.]
[20]  谢千里, 罗斯基, 张轶凡. 2008. 中国工业生产率的增长与收 敛. 经济学季刊, 7(3): 809-826. [Jefferson G H, Rawski T G, Zhang Y F. 2008. Productivity growth and convergence across China's industrial economy. China Economic Quarterly, 7(3): 809-826.]
[21]  余浩, 岳彩同, 汪彦斌. 2012. 行业差异和FDI 对全要素生产 率的影响: 基于中国大中型制造业的实证分析. 技术经 济, 31(9): 65-70. [Yu H, Yue C T, Wang Y B. 2012. Influence of industrial difference and FDI on TFP: empirical analysis based on large and medium-sized manufacturing industries in China. Technology Economics, 31(9): 65-70.]
[22]  张海洋. 2005. R&D两面性、外资活动与中国工业生产率增 长. 经济研究, (5): 107-117. [Zhang H Y. 2005. Two faces of R&D, activity of FDI and the growth of productivity of domestic manufacturing in China. Economic Research Journal, (5): 107-117.]
[23]  李春顶, 尹翔硕. 2009. 我国出口企业的“生产率悖论”及其 解释. 财贸经济, (11): 84-112. [Li C D, Yin X S. 2009. Chinese export fims' "productivity paradox" and its explanations. Finance & Trade Economics, (11): 84-112.]
[24]  李京文, 郑友敬, 杨树庄, 等. 1992. 中国经济增长分析. 中国 社会科学, (1): 15-36. [Li J W, Zheng Y J, Yang S Z, et al. 1992. Chinese economic growth. Social Sciences in China, (1): 15-36.]
[25]  李小平, 朱钟棣. 2005. 中国工业行业的全要素生产率测算: 基于分行业面板数据的研究. 管理世界, (4): 56-64. [Li X P, Zhu Z D. 2005. Estimation on Chinese industrial TFP: based on panel data studies by industry. ManagementWorld, (4): 56-64.]
[26]  李燕, 贺灿飞. 2013. 1998-2009 年珠江三角洲制造业空间转 移特征及其机制. 地理科学进展, 32(5): 777-787. [Li Y, He C F. 2013. Characteristics and mechanism of manufacturing industry shift in the Pearl River Delta during 1998-2009. Progress in Geography, 32(5): 777-787.]
[27]  刘锐金, 凌远云, 叶生贵. 2008. 中国农垦大中型工业企业的 全要素生产率: 基于DEA的Malmquist 指数分析. 新疆 农垦经济, (6): 40-45. [Liu R J, Ling Y Y, Ye S G. 2008. Chinese state farms LMEs TFP: based on DEA Malmquist index analysis. Xinjiang State Farms Economy, (6): 40-45.]
[28]  聂辉华, 贾瑞雪. 2011. 中国制造业企业生产率与资源误置. 世界经济, (7): 27-42. [Nie H H, Jia R X. 2011. Chinese manufacturing enterprises productivity and misplaced resources. The Journal ofWorld Economy, (7): 27-42.]
[29]  张杰, 李勇, 刘志彪. 2009. 出口促进中国企业生产率提高 吗: 来自中国本土制造业企业的经验证据: 1999-2003. 管理世界, (12): 11-26. [Zhang J, Li Y, Liu Z B. 2009. Does export promote Chinese enterprises to improve productivity: empirical evidence of Chinese local manufacturing enterprises, 1999-2003. Management World, (12): 11-26.]
[30]  张晓平, 孙磊. 2010. 京津都市区制造业劳动生产率变化的 分解分析. 经济地理, 30(8): 1333-1338. [Zhang X P, Sun L. 2010. Structural decomposition of manufacturing labor productivity in Beijing and Tianjin Metropolitan Region. Economic Geography, 30(8): 1333-1338.]
[31]  张昕, 李廉水. 2006. 我国城市间制造业劳动生产率差异的 解释. 中国软科学, (9): 105-110. [Zhang X, Li L S. 2006. Agglomeration impact on productivity discrepancy of manufacturing industries among big cities in China. China Soft Science, (9): 105-110.]
[32]  张妍云. 2005. 我国的工业集聚及其效应分析: 基于各省工 业数据的实证研究. 技术经济与管理研究, (4): 23-24. [Zhang Y Y. 2005. China's industrial agglomeration and its effect analysis: empirical research based on provincial industrial data. Technoeconomics & Management Research, (4): 23-24.]
[33]  张振刚, 胡琪玲. 2012. 外资研发与本地高技术企业创新能 力间的关系: 基于技术溢出的视角. 技术经济, 31(8): 26-32. [Zhang Z G, Hu Q L. 2012. Relationship between foreign R&D and innovation capability of local high-tech enterprise: from perspective of technology spillover. Technology Economics, 31(8): 26-32.]
[34]  赵放, 刘秉镰. 2012. 行业间生产率联动对中国工业生产率 增长的影响: 引入经济距离矩阵的空间GMM估计. 数 量经济技术经济研究, (3): 34-48. [Zhao F, Liu B L. 2012. The role of productivity comovement across industries in China's industrial productivity growth. The Journal of Quantitative & Technical Economics, (3): 34-48.]
[35]  赵伟, 马瑞永, 何元庆. 2005. 全要素生产率变动的分解: 基 于Malmquist 生产力指数的实证分析. 统计研究, (7): 37-42. [Zhao W, Ma R Y, He Y Q. 2005. Decomposing the change of total factor productivity: the experimental analysis based on Malmquist productivity index. Statistical Research, (7): 37-42.]
[36]  郑玉歆. 1992. 80 年代中国制造业生产率变动及其来源//郑 玉歆, Rawski T. 体制转换中的中国工业生产率. 北京: 社会科学文献出版社: 111-129. [Zhao Y X. 1992. China's manufacturing productivity changes and sources in the 1980s//Zhao Y X, Rawski T. Chinese industrial productivity under China reform. Beijing, China: Social Sciences Academic Press: 111-129.]
[37]  Abdel-Rahman H M. 1990. Agglomeration economies, types and sizes of cities. Journal of Urban Economics, 27(1): 25-45.
[38]  Armstrong H W. 1995. Convergence among regions of the European Union, 1950-1990. Papers in Regional Science, 74 (2): 143-152.
[39]  Arrow K J. 1962. The economic implications of learning by doing. The Review of Economic Studies, 29(3): 155-173.
[40]  Aw B Y, Chung S, Roberts M J. 1998. Productivity and the decision to export: micro evidence from Taiwan and South
[41]  Korea. NBER Working Paper No. 6558. Cambridge, MA: The National Bureau of Economic Research.
[42]  Aw B Y, Chung S, Roberts M J. 2000. Productivity and turnover in the export market: micro-level evidence from the republic of Korea and Taiwan (China). The World Bank Economic Review, 14(1): 65-90.
[43]  Barro R J, Sala-i-Martin X. 1995. Economic growth. New York: McGraw-Hill.
[44]  Becker G S, Murphy K M, Tamura R. 1990. Human capital, fertility, and economic growth. Journal of Political Economy, 98(5): S12-S37.
[45]  Bernard A B, Jensen B J. 1999. Exceptional exporter performance: cause, effect, or both. Journal of International Economics, 47(1): 1-25.
[46]  Bernard A B, Wagner J. 1997. Exports and success in German manufacturing. Review of World Economics, 133(1): 134-157.
[47]  Bradley R, Gans J S. 1998. Growth in Australian cities. Economic Record, 74(226): 266-278.
[48]  Cainelli G, Leoncini R. 1999. Externalities and long-term local industrial development: some empirical evidence from Italy. Revue D'economie Industrielle, 90(1): 25-39.
[49]  Ciccone A, Hall R E. 1996. Productivity and the density of economic activity. American Economic Review, 86(1): 54-70.
[50]  Ciccone A. 2002. Agglomeration effects in Europe. European Economic Review, 46(2): 213-227.
[51]  Cingano F, Schivardi F. 2004. Identifying the sources of local productivity growth. Journal of the European Economic Association, 2(4): 720-744.
[52]  Clerides S K, Lach S, Tybout J R. 1998. Is learning by exporting important: micro-dynamic evidence from Colombia, Mexico, and Morocco. The Quarterly Journal of Economics, 113(3): 903-947.
[53]  Cobb C W, Douglas P H. 1928. A theory of production. American Economic Review, 18(1): 139-165.
[54]  De Lucio J J, Herce J A, Goicolea A. 2002. The effects of externalities on productivity growth in Spanish industry. Regional Science and Urban Economics, 32(2): 241-258.
[55]  Dekle R, Eaton J. 1999. Agglomeration and land rents: evidence from the prefectures. Journal of Urban Economics, 46(2): 200-214.
[56]  Díaz-Bautista A. 2005. Agglomeration economies, economic growth and the new economic geography in Mexico. EconWPA(The Economics Working Paper Archive), No. 0508001.
[57]  Dixit A K, Stiglitz J E. 1977. Monopolistic competition and optimum product diversity. The American Economic Review, 67(3): 297-308.
[58]  Dogan E. 2001. External scale economies in Turkish manufacturing industries. International Review of Applied Economics, 15(4): 429-446.
[59]  Dollar D, Kraay A. 2004. Trade, growth, and poverty. The Economic Journal, 114: F22-F49.
[60]  Duranton G, Puga D. 2001. Nursery cities: urban diversity, process innovation, and the life cycle of products. American Economic Review, 91(5): 1454-1477.
[61]  Faruq H A, Telaroli P J. 2011. Factors affecting manufacturing and agricultural productivity trends among Asian Countries. ASEAN Economic Bulletin, 28(1): 45-60.
[62]  Fingleton B, McCombie J S L. 1998. Increasing returns and economic growth: some evidence for manufacturing from the European Union Regions. Oxford Economic Papers, 50(1): 89-105.
[63]  Fingleton B. 1999. Estimates of time to economic convergence: an analysis of regions of the European Union. International Regional Science Review, 22(1): 5-34.
[64]  Frenken K, Van Oort F, Verburg T. 2007. Related variety, unrelated variety and regional economic growth. Regional Studies, 41(5): 685-697.
[65]  Futagami K, Ohkusa Y. 2003. The quality ladder and product variety: larger economies may not grow faster. Japanese Economic Review, 54(3): 336-351.
[66]  Glaeser E, Kallal H, Scheinkman J, et al. 1992. Growth in cities. Journal of Political Economy, 100(6): 1126-1152.
[67]  Goldberg P, Khandelwal A, Pavcnik N, et al. 2010. Imported intermediate inputs and domestic product growth: evidence from India. The Quarterly Journal of Economics, 125(4): 1727-1767.
[68]  Grossman G, Helpman E. 1991. Innovation and growth in the global economy. Cambridge, MA: MIT Press.
[69]  Hansen J, Zhang J. 1996. A kaldorian approach to regional economic growth in China. Applied Economics, 28(6): 679-685.
[70]  Harris R, Lau E. 1998. Verdoorn's law and increasing returns to scale in the UK regions, 1968-1991: some new estimates based on the cointegration approach. Oxford Economic Papers, 50(2): 201-219.
[71]  Harris R, Liu A. 1999. Verdoorn's law and increasing returns to scale: country estimates based on the cointegration approach. Applied Economics Letters, 6(1): 29-33.
[72]  Henderson J. 1974. The sizes and types of cities. American Economic Review, 64(4): 640-656.
[73]  Hoover E. 1937. Location theory and the shoe and leather industries. Cambridge, MA: Harvard University Press.
[74]  Jaumotte F, Spatafora N. 2007. Asia rising: a sectoral perspective. IMF Working Paper No. 07/130. Washington, DC: International Monetary Fund.
[75]  Kaldor N. 1966. Causes of the slow rate of economic growth of the United Kingdom. Cambridge, UK: Cambridge University Press.
[76]  Kim J. 2002. Total factor productivity growth in East Asia: implications for future growth. Asian Economic Papers, 1 (2): 50-70.
[77]  Krugman P, Venables A J. 1996. Integration, specialization, and adjustment. European Economic Review, 40(3-5): 959-967.
[78]  Levine R, Renelt D. 1992. A sensitivity analysis of cross-country growth regressions. The American Economic Review, 82(4): 942-963.
[79]  Lucas R. 1988. On the mechanics of economic development. Journal of Monetary Economics, 22(1): 3-42.
[80]  Mankiw N, Romer D, Weil D. 1992. A contribution to the empirics of economic growth. The Quarterly Journal of Economics, 107(2): 407-437.
[81]  Marshall A. 1920. Principles of economics. New York: Mac- Millan.
[82]  Martin P, Ottaviano G. 2001. Growth and agglomeration. International Economic Review, 42(4): 947-968.
[83]  Martínez-Galarraga J, Paluzie E, Pons J, et al. 2008. Agglomeration and labour productivity in Spain over the long term. Cliometrica, 2(3): 195-212.
[84]  McCombie J. 1985. Increasing returns and the manufacturing industries: some empirical issues. Manchester School of Economic and Social Studies, 53(1): 55-75.
[85]  McCombie J, Ridder J. 1984. "The verdoorn law controversy": some new empirical evidence using U.S. state data. Oxford Economic Papers, 36(2): 268-284.
[86]  McMillan M, Rodrik D. 2011. Globalization, structural change and productivity growth. NBER Working Paper No. 17143. Cambridge, MA: The National Bureau of Economic Research.
[87]  Mitra A. 1999. Agglomeration economies as manifested in technical efficiency at the firm level. Journal of Urban Economics, 45(3): 490-500.
[88]  Moomaw R. 1985. Firm location and city size: reduced productivity advantages as a factor in the decline of manufacturing in urban areas. Journal of Urban Economics, 17 (1): 73-89.
[89]  Mukkala K. 2004. Agglomeration economies in the finnish manufacturing sector. Applied Economics, 36(21): 2419-2427.
[90]  Nakamura R. 1985. Agglomeration economies in urban manufacturing industries: a case of Japanese cities. Journal of Urban Economics, 17(1): 108-124.
[91]  Nelson R, Phelps E. 1966. Investment in humans, technological diffusion, and economic growth. The American Economic Review, 56(1-2): 69-75.
[92]  Ottaviano G, Pinelli D. 2006. Market potential and productivity: evidence from Finnish regions. Regional Science and Urban Economics, 36(5): 636-657.
[93]  Pack H, Westphal L. 1986. Industrial strategy and technological change: theory versus reality. Journal of Development Economics, 22(1): 87-128.
[94]  Panagariya A. 2004. India in the 1980s and 1990s: a triumph of reforms. IMF Working Papers No. 04/43. Washington, DC: International Monetary Fund.
[95]  Peri G. 1992. Local characteristics and growth in Italian cities and provinces: 1961-1991. Berkeley, CA: University of California.
[96]  Porter M. 1990. The competitive advantage of nations. Harvard Business Review, 68(2): 73-93.
[97]  Rebelo S. 1991. Long run policy analysis and long run growth. Journal of Political Economy, 99(3): 500-521. Romer P. 1986. Increasing returns and long-run growth. Journal of Political Economy, 94(5): 1002-1037.
[98]  Romer P. 1987a. Crazy explanations for the productivity slowdown. NBER Macroeconomics Annual, 2: 163-210.
[99]  Romer P. 1987b. Growth based on increasing returns due to specialization. The American Economic Review, 77(2): 56-62.
[100]  Romer P. 1990. Endogenous technical change. Journal of Political Economy, 98(5): S71-S102.
[101]  Segal D. 1976. Are there returns to scale in city size. The Review of Economics and Statistics, 58(3): 339-350.
[102]  Solow R. 1956. A contribution to the theory of economic growth. The Quarterly Journal of Economics, 70(1): 65-94.
[103]  Su B, Heshmati A. 2011. Development and sources of labor productivity in Chinese provinces. IZA Discussion Paper No. 6263. Bonn, Germany: Institute for the Study of Labor.
[104]  Tabuchi T. 1986. Existence and stability of city-size distribution in the gravity and logit models. Environment and Planning A, 18(10): 1375-1389.
[105]  Tinakorn P, Sussangkarn C. 1994. Productivity growth in Thailand. TDRI Quarterly Review, 9(4): 35-40.
[106]  Usai S, Pari R. 2001. Externalities and local economic growth in manufacturing industries. CRENoS Working Paper No. 13. Cagliari, Italy: Centre For North South Economic Research.
[107]  Van S D, Gerking S, Van O F. 2002. Knowledge externalities, agglomeration economies, and employment growth in Dutch cities. CentER Discussion Paper No. 41. Tilburg, Netherlands: Tilburg University.
[108]  Verdoorn P. 1949. Factors that determine the growth of labour productivity//McCombie J. Pugno M, Soro B. 2002. Productivity growth and economic performance: essays on
[109]  Verdoorn's law. Basingstoke, UK: Palgrave Macmillan.

Full-Text

Contact Us

service@oalib.com

QQ:3279437679

WhatsApp +8615387084133