| [1] | [5]Ronald J．Gilson ＆ Mark J．Roe，Understanding the Japanese Keiretsu：Overlaps Between Corporate Governance and Industrial Organization
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| [2] | See Jeremy Bacon ＆ James K．Brown，The Conference Board，Corporate Directorship Practices：Role．selection and Legal Status of the Board（1975）．
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| [3] | See Committee on Corporate Laws，American Bar Association，Corporate Director’s Guidebook，33 Bus．Law．1595．1619—21（1978）．
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| [4] | See American Law Institute，Principles of Corporate Governance：Analysis and Recommendations $ 3A．01 p：110（1994）．
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| [5] | See Weinberger V．UOP，Inc，457 A2d 701（Del．1983）；Zapata Corp．v．Maldonado．430 A．2d 779（Del．1981）。
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| [6] | Carolyn K．Brancato．The Pivotal Role of Institutional Investors at p Capital Markets，in Institutional Investing：The Challenges and Responsibilites of the 21st Century，PP，3at P．21，Table 1—7（Arnold W．Sametz ed，Business one lrwin，1991）。
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| [7] | Charles A Anderson & Robert N．Anthony，The New Corporate Directors：Insights for Board Members and Executives，229—241（1986）；Hajime Miyazaki，Employeeism，Corporate Governance，and the J—Firm．17 J．Comp，Economics 443（1993），Gilson & Roe，supra note4；Curtis J．Milhaupt，A Relational Theory of Japanese Corporate Governance：Contract．cuIture，and the Rule of Law，37 Harvt Int’l LJ—3（1996），上述论文分隔十多年，但对日本上市公司管治制度的特点内容大致一样。本文对此制度之简介．乃参考自此数编论文。
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| [8] | Miyazaki，supra note 11，at 443．
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| [9] | M．Porter，Remarks at the U．S．Securities and Exchange Commission Forum on Corporate Govemance and American EcononmicCompetitiveness：The Role of Shareholders，Directors and Management，41—62（1992）．
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| [10] | 香港公司条例第120条。
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| [11] | Committee on Corporate Governance．Principles of Good Governance．in The Combined Code：Principles of Good Governance and code of Best Practice（appended vo the Listing Rules of the London Stock Exchange）Section 1，A，3，
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| [12] | Anderson & Anthony，supra notell．at 232，作者认为。这做法与我国的中央集权制很相似。
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| [13] | 香港公司条例Table A，Art．100。
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| [14] | Ibid，at Art，108。
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| [15] | The London Stock Exchange Listing Rules，rule 12．43A（c）．
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| [16] | Masahiko．Aoki & Hyung—Ki Kim，Corporate Governance in Transition Economies，Fin．& Dev．，Sept．1995．at 21．
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| [17] | P．Sheard，The Main Bank System and Corporate Monitoring and Control in Japan，11 J．Econ．Behav．& Org．p．399（1989）。
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| [18] | Takeo Hoshi et al The Role of Banks in Reducing the Costs of Financial Distress in Japan，27J．Fin．Econ．67（1990）．
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| [19] | Kenkyusha’s New．Japanese—English Dictionary 779（Koh Masuda ed，4thed．1974）
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| [20] | 参考W．Carl Kester．Japanese Takeovers：The Global Contest for Corporate Control，Harvard Business School Press，Ch．3（1991）．
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| [21] | The World’s 100Largest Banks．Wall Street Journal，Sept．28，1998，atp 28．
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| [22] | Asian Wail Street Journal，22—2—99．p．1
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| [23] | 纽约于十九世纪初期已有证券交易所，参考，Stuart Bruchey， Modernization of the American Stock Exchange 1971—1986，Garland Publishing at 8（1 991）．
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| [24] | [29]Insider Trading and Securities Fraud Enforcement Act of 1988§3（a），15 U．S．C．A§78u—l（a）（1997）．
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| [25] | 98年1月1日实施。
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| [26] | 93年4月22日颁布及实施。
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| [27] | 《股票发行与交易管理暂行条例》第72条。
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| [28] | 《证券法》第十一章。
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| [29] | 中国工商银行在97年排名第四．请参考The World’s 100 Largest Banks，supranote 25．
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| [30] | Adolf A．Berle，Jr ＆ Gardiner C．Means，The Modern Corporation and private property．Macmillan（1932）and revised Harcourt．World and Brace，New York，1968。
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| [31] | 参考Mark J．Roe，A Political Theory of American Corporate Finance，91 Colum L Rev．10（1991）．
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| [32] | Business Roundtable，Corporate Governance and American Competitiveness．46 Bus．Lawyer 241．at pp．248 and 251（1990）．
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