%0 Journal Article
%T 企业合规背景下单位犯罪立法的研究<br>A Study of Unit Crime Legislation in the Context of Corporate Compliance
%A 宋其轩
%A 李百尊
%J Open Journal of Legal Science
%P 2087-2093
%@ 2329-7379
%D 2024
%I Hans Publishing
%R 10.12677/ojls.2024.124297
%X 实现企业合规的立法化是激励企业合规机制制度化、规范化的根本之路。域外国家在单位犯罪刑事立法方面已经积累了较为先进的立法经验，在包括免责事由、减免处罚、暂缓起诉等方面都作了较为细致的规定。企业合规的中国化的核心在于完善针对单位犯罪的立法。在实体法领域，不仅要确保与现有单位犯罪理论体系的对接，还要针对合规计划的建立、执行过程及其激励机制作出全面而具体的规定。在程序法领域，应当强化强制性措施与侦查措施的规制效果，为合规制度在中国的应用提供一套切实可行的方案，同时恰当地界定检察机关的职责与影响力，确保司法过程的权威性和公正性。<br />
Legislating corporate compliance is the fundamental way to stimulate the institutionalization and standardization of corporate compliance mechanisms. Extraterritorial countries have accumulated more advanced legislative experience in criminal legislation on unit crimes, and have made more detailed provisions on exemptions, reduction and exemption of penalties, and deferred prosecution. The core of the Chinesization of corporate compliance lies in the improvement of legislation on unit crimes. In the field of substantive law, not only to ensure the connection with the existing unit crime theory system, but also for the establishment of the compliance program, the implementation process and its incentive mechanism to make comprehensive and specific provisions. In the area of procedural law, the regulatory effects of coercive and investigative measures should be strengthened to provide a practical program for the application of the compliance system in China, while the responsibilities and influence of the procuratorial authorities should be appropriately defined to ensure the authority and impartiality of the judicial process.
%K 企业合规，单位犯罪，刑事立法<br>Corporate Compliance
%K Unit Crimes
%K Criminal Legislation
%U http://www.hanspub.org/journal/PaperInformation.aspx?PaperID=84180